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VP Compliance Officer Risk Assessment Hybrid Remote

Infinity Consulting Solutions, Inc.

This is a Full-time position in New York City, NY posted December 14, 2021.

VP Compliance Officer Risk Assessment Hybrid Remote
Job Purpose:
The role of the Compliance Officer is to support the Branch’s compliance function in performing compliance monitoring, risk assessment, skill/staffing assessment, managing and tracking compliance projects, assisting the Head of Corporate Compliance Department ( CCD) with defining and maintaining the respective compliance programs and projects management process, standards, and governance, and supporting other compliance initiatives.

Note that not all responsibilities are carried out by each individual, but may be shared among them.
Manage and coordinate the execution of Compliance Risk Assessment.
Conduct departmental stakeholder Risk Assessment training and workshops, communicate expectations, develop framework and methodology, develop strategies for mining, and incorporating data into the risk assessments.
Stay current with changes in corporate compliance related laws and regulations.
Track department activities under the Corporate Compliance Monitoring Program, including development of clear and concise compliance metrics, reporting and escalating to the Branch Compliance Committee, and provide compliance support to Business Units.
Execution of periodic Compliance Skills and Staffing Assessments.
Implement project and program governance standards, including tracking, monitoring, updating the status of project deliverables against the plan, and reporting.
Coordinate Branch-wide preparation, document collection, responses, and communications with Bank and New York Branch Examiners or any other regulatory/audit body with jurisdiction over ABCNY, including quality control check over format, timeliness, and completeness of response.
Assist in the collection and quality control of issue closure memorandum in response to audit or regulatory findings.
Assist the Head of CCD with managing compliance related project risks, issues, and change control, and communicate the impact to the projects.

Last updated: January 2021
Assist Head of CCD with identifying potential issues in work project efforts and escalating necessary matters to management and/or the appropriate governing body.
Assist the team to undertake sufficient ongoing training to ensure that all officers have the necessary knowledge to comply with statutory and regulatory requirements.
Keep informed of rules, regulations, and statutory requirements in relevant federal and state programs.
Commit to continuing education to remain current with regulations, best practices, and industry trends.
Perform or assist with special projects, as needed.
Design and use project templates to support project management and continue to revise the templates throughout the project lifecycle as needed to address the evolving nature of the project.
Perform project management implementation throughout the initiating, planning, executing, monitoring, controlling, and closing phases of a project lifecycle.
Foster and encourage a proactive culture of compliance.
Knowledge & Experience Requirements:
Corporate compliance experience.
Experience in Enterprise-wide Risk Assessments .
Minimum 5 years’ experience in working in the finance/banking industry.
Strong communications skills, both written and verbal; excellent presentation skills and the ability to lead large-group meetings is strongly preferred.
Understanding of the principles and frameworks of successful project management; able to implement such principles and frameworks across all project teams.
Bilingual capabilities in Chinese and English is required.
Experienced user of MS Office Suite (Word, Excel, and PowerPoint, at minimum) is required.

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